Office of Insurance Commissioner

OFFICE OF INSURANCE COMMISSIONER
Department of Treasury
General (Non-Life) Insurance Regulator

Rules, Codes and Guidelines

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Rules, Codes and Guidelines

Licensed General Insurance Companies

Rules

Insurance (Maximum Number of Authorized Insurers) Rules

Code

Code of Conduct for General Licensed Insurance

Guidelines

 Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Act 1995

 Guideline on “Fit and Proper” Criteria for General  Licensed Insurance Companies under the Insurance Act 1995

  • List of Acceptable Insurance Qualifications

Guideline on Continuing Professional Development for General Licensed Insurance Companies

  • Requirements applicable to E-learning Activities
 
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Licensed Insurance Brokers

Rules

Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules  

  • Frequently Asked Questions on the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules

Code

Code of Conduct for Licensed Insurance Brokers

  • Practice Note supplementing Standard and Practice 5.4 of in relation to Client Agreements for Linked Long Term Business
  • Practice Note supplementing Standard and Practice 7.1 in relation to Remuneration Disclosure
 

Guidelines

GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)

GL23: Guideline on “Fit and Proper” Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41)

  • List of Acceptable Insurance Qualifications

GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries

  • Requirements applicable to E-learning Activities
GL25: Guideline on Offering of Gifts

GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products

  • Interpretation Notes
    • Appendix 1 – Important Facts Statement and Applicant’s Declarations [Word]
GL27: Guideline on Long Term Insurance Policy Replacement
GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies
GL29: Guideline on Cooling-off Period
GL30: Guideline on Financial Needs Analysis
GL31: Guideline on Medical Insurance Business

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